Swiss Federal Act on Data Protection (FADP / DSG): Practical Guide for SMEs
Federal Act on Data Protection (FADP): key points at a glance
The Federal Act on Data Protection of 25 September 2020 (Data Protection Act, FADP, SR 235.1) is the Swiss data protection act. It governs how private persons and federal bodies may process the personal data of natural persons, and it has been in force since 1 September 2023. Its German title is "Bundesgesetz über den Datenschutz" (DSG), its French title "Loi fédérale sur la protection des données" (LPD).
For SMEs this means:
- Almost every business is covered. The FADP has no turnover or size threshold. Anyone who processes data about customers, employees, job applicants or contact persons at suppliers falls within its scope.
- Not every obligation applies to every business. The processing principles, data security, the duty to provide information and the right of access apply to everyone. The record of processing activities, the data protection impact assessment and the notification to the FDPIC depend on size, type of data and risk.
- Consent is not the default. Private persons may process personal data as long as they observe the principles. They only need a ground for justification if the processing breaches personality rights (Art. 30 and 31 FADP).
- Fines are imposed on individuals, but only in specific cases. Fines of up to CHF 250,000 require wilful conduct and one of the offences in Art. 60 to 63 FADP. Not every infringement is a criminal offence.
- The FADP has no 72-hour deadline. Data security breaches that are likely to lead to a high risk must be notified to the FDPIC "as quickly as possible" (Art. 24 FADP).
This guide puts the obligations into context, names the concrete action and suitable evidence for each of them, and works through them using a hypothetical SME. It reflects the law as at 30 September 2026. It is general guidance and does not replace legal advice in the individual case.
What does the Swiss Federal Act on Data Protection (FADP / DSG) regulate?
The FADP aims to protect the personality and fundamental rights of natural persons whose personal data is processed (Art. 1 FADP). It no longer protects the data of legal entities. That was different under the previous act.
History. The Federal Assembly adopted the fully revised FADP on 25 September 2020. The Federal Council brought it into force on 1 September 2023, together with the Data Protection Ordinance (DPO, SR 235.11) and the Ordinance on Data Protection Certification (SR 235.13). It replaces the Data Protection Act of 19 June 1992, which had applied since 1 July 1993. Transitional provisions exist only for specific points (Art. 69 et seq. FADP).
Names and abbreviations. "FADP" is the abbreviation of the English translation published by the Confederation. The official abbreviations are "DSG" in German and "LPD" in French. Labels such as "new" or "revised" date from the transition period and are obsolete: since 1 September 2023 there has been only one act. English is not an official language of the Confederation, so the translation has no legal force. In this guide, "DPO" always means the Data Protection Ordinance (German: DSV), not a person.
Key terms (Art. 5 FADP).
- Personal data: any information relating to an identified or identifiable natural person.
- Sensitive personal data: among other things, data relating to religious, philosophical, political or trade union-related views, to health, the private sphere, race or ethnicity, genetic data, biometric data that uniquely identifies a person, data relating to administrative and criminal proceedings or sanctions, and data relating to social assistance measures.
- Processing: any handling of personal data, from collection and storage to deletion.
- Disclosure: transmitting personal data or making it accessible.
- Controller: whoever determines, alone or jointly with others, the purpose and the means of processing.
- Processor: whoever processes personal data on behalf of the controller.
- High-risk profiling: profiling that, by matching data, allows an assessment of essential aspects of a person's personality.
Structure. For private businesses, these parts matter most: principles and general obligations (Art. 6 to 13 FADP), disclosure abroad (Art. 16 to 18 FADP), duties to inform, assess and notify (Art. 19 to 24 FADP), rights of data subjects (Art. 25 to 29 FADP), breaches of personality rights and justification (Art. 30 to 32 FADP), supervision by the FDPIC (Art. 49 to 53 FADP) and criminal provisions (Art. 60 to 66 FADP).
Special legislation. Sector-specific law can supplement the FADP or take precedence over it, for example in financial market, social insurance, health or telecommunications law. In employment relationships, Art. 328b of the Code of Obligations limits processing to data that concern the employee's suitability for the job or are necessary for the performance of the employment contract.
Who does the FADP apply to?
The FADP applies to private persons (companies, associations, foundations, individuals) and to federal bodies that process the personal data of natural persons (Art. 2 FADP). Territorially, it covers circumstances that have an effect in Switzerland, even if they were initiated abroad (Art. 3 para. 1 FADP).
In practice this concerns:
- Swiss SMEs and sole proprietorships that process employee, customer, supplier or website data.
- Groups of companies with intra-group data flows. The FADP has no general group privilege; only individual provisions provide relief for group companies (for example Art. 20 para. 4 and Art. 26 para. 3 FADP).
- Foreign companies whose processing has an effect in Switzerland, such as online retailers or SaaS providers with customers in Switzerland.
- Federal bodies. Cantonal and communal authorities are subject to cantonal data protection law.
Exceptions. The FADP does not apply, among other things, to personal data that a natural person processes exclusively for personal use (Art. 2 para. 2 let. a FADP). There is no de minimis threshold for small businesses. Relief exists only for specific points, above all the record of processing activities.
Representative in Switzerland. Private controllers with their registered office abroad must appoint a representative in Switzerland if they process data of persons in Switzerland and four requirements are met together: the processing is connected with an offer of goods or services or the monitoring of behaviour in Switzerland, it is on a large scale, it is carried out regularly, and it poses a high risk to the personality of the data subjects (Art. 14 FADP).
FADP and GDPR side by side. A Swiss company that offers goods or services to persons in the EU or monitors their behaviour is additionally subject to the GDPR for that processing (Art. 3 para. 2 GDPR). The differences are summarised in the section "FADP and GDPR" below.
Obligations and evidence at a glance
The following table assigns to each obligation its legal basis, the condition for its application, a concrete action, evidence and an internal role. The links lead to the English translation of the consolidated text on Fedlex.
Three notes on reading the table:
- Applicability. The column "When it applies" is decisive. Several obligations only apply under certain conditions.
- Evidence. The FADP has no general accountability obligation of the kind found in Art. 5 para. 2 GDPR. Documentation is prescribed only for specific points. The table therefore marks what is "Mandatory" and what is "Recommended". Recommended evidence is still useful: in an investigation, the FDPIC can demand information and documents (Art. 49 para. 3 FADP).
- Role. Legally, the company remains responsible as the "controller". The last column is a suggestion for internal responsibility. The FADP does not prescribe any particular organisation for private businesses.
| Legal basis | When it applies | Concrete action | Evidence | Responsible role |
|---|---|---|---|---|
| Processing principles Art. 6 FADP; Art. 30 and 31 FADP | Always, for every processing of personal data. | Define the purpose of each processing activity and make it recognisable. Collect only the data needed. Define criteria for deletion or anonymisation. Ensure accuracy. Check for a ground for justification if a principle is not observed, the person has expressly objected or sensitive data goes to third parties. | Recommended: description of purposes, deletion and retention concept, documented balancing of interests, records of consent. | Management (overall responsibility); process owners in the business units. |
| Data protection by design and by default Art. 7 FADP; Art. 69 FADP | For controllers, from the planning of a processing activity. Not applicable to processing that began before 1 September 2023, as long as the purpose remains unchanged and no new data is collected. | Anchor a data protection check in the project and procurement process. Choose default settings so that only the data needed for the purpose is processed, for example optional form fields or additional functions switched off by default. | Recommended: project checklist, requirements for suppliers, evidence of configuration. | Project management; IT lead; data protection coordinator. |
| Data security Art. 8 FADP; Art. 1 to 3 DPO; Art. 4 and 5 DPO | Always, for controllers and processors, graded according to risk. Logging and processing regulations only if a large volume of sensitive personal data is processed by automated means or high-risk profiling is carried out; logging additionally only if preventive measures are not sufficient. | Determine the need for protection and the risk. Define measures for confidentiality, availability, integrity and traceability, for example access rights, multi-factor authentication, encryption, backup with restore tests, patch management. Review and adjust them over the entire processing period. | Recommended: assessment of protection needs and risk, overview of measures (TOM), access concept, test records. Mandatory where applicable: log files (at least one year, separate from the system) and processing regulations. | IT lead or information security officer; management for risk decisions. |
| Processing by processors Art. 9 FADP; Art. 7 DPO | As soon as a third party processes personal data on your behalf, for example cloud software, IT support with access to data or outsourced payroll. | Assign the processing by contract. Check that the provider processes the data only in the way you would be permitted to yourself and that no duty of confidentiality stands in the way. Satisfy yourself that the provider can guarantee data security. Allow further providers only with prior approval. | Recommended: contract in text form, documented supplier review, list of sub-processors. | Contract owner or procurement; IT lead; data protection coordinator. |
| Record of processing activities Art. 12 FADP; Art. 24 DPO | In principle: all controllers and processors. Exempt are undertakings with fewer than 250 employees on 1 January of a year and natural persons, unless they process a large volume of sensitive personal data or carry out high-risk profiling. | Keep a record with the minimum content under Art. 12 para. 2 FADP and keep it up to date. If you rely on the exemption: review the requirements annually. | Mandatory where applicable: up-to-date record. Recommended: note on the exemption decision, or a voluntary, lean record. | Data protection coordinator; input from the business units. |
| Duty to provide information Art. 19 to 21 FADP; Art. 13 DPO | Whenever personal data is collected, including via third parties. Does not apply or can be restricted in the cases of Art. 20 FADP, for example if the person already has the information or the processing is provided for by law. Additionally for automated individual decisions. | Provide the minimum information: identity and contact details, purpose, recipients or categories of recipients; for disclosure abroad, the State and the guarantee or exception; for indirect collection, the categories of data, within one month at the latest. Place the information so that it is precise, comprehensible and easily accessible. | Recommended: versioned privacy notice with date, proof of placement at the point of collection, information sheet for employees and applicants. | Data protection coordinator; marketing (website); HR. |
| Disclosure abroad Art. 16 to 18 FADP; Art. 8 to 12 DPO; Annex 1 DPO | As soon as personal data is transmitted abroad or made accessible from abroad, for instance through hosting, remote access or support from abroad. | Identify the recipient States. Check Annex 1 DPO. If adequacy is lacking: use a guarantee under Art. 16 para. 2 FADP, for example standard data protection clauses recognised by the FDPIC, and check whether the recipient can comply with it; or justify an exception under Art. 17 FADP. Name the State and the guarantee in the privacy notice. | Recommended: overview of transfers, concluded clauses, assessment note on the recipient State, proof of certification for US recipients. Mandatory if a record must be kept: State and guarantees. | Data protection coordinator; IT lead; contract owner. |
| Data protection impact assessment Art. 22 and 23 FADP; Art. 14 DPO | Before processing that is likely to result in a high risk to personality or fundamental rights, in particular large-scale processing of sensitive personal data or systematic large-scale monitoring of public areas. Exceptions: statutory obligation to process, certification or code of conduct (Art. 22 para. 4 and 5 FADP). | Subject new projects to a preliminary risk check. If a high risk is possible, carry out an impact assessment with a description, risk evaluation and measures. If the risk remains high: obtain the opinion of the FDPIC or consult the data protection advisor under Art. 10 FADP. | Mandatory where applicable: impact assessment, to be retained for at least two years after the processing has ended. Recommended (expected by the FDPIC in its guidance): documented preliminary check, even if the result is negative. | Project or process owner; data protection coordinator or data protection advisor; management (approval). |
| Data security breaches Art. 24 FADP; Art. 15 DPO | Notification to the FDPIC only if the breach is likely to lead to a high risk for the data subjects. Processors notify the controller of every breach. | Contain and assess the incident. If a high risk is likely, notify as quickly as possible via the FDPIC's DataBreach portal and supply missing details later. Inform the data subjects if this is required for their protection or the FDPIC so requests. | Mandatory: documentation of the notified breach (facts, effects, measures), for at least two years from the notification. Recommended: incident register for all incidents with a reasoned notification decision, confirmation from the portal. | IT lead (containment); data protection coordinator (assessment); management (notification decision). |
| Requests from data subjects Art. 25 to 29 and 32 FADP; Art. 16 to 22 DPO | As soon as a person requests access, data portability, correction, deletion or that processing cease. Restrictions only on the grounds set out in Art. 26 and 29 FADP. | Identify the person. Provide the information as a rule within 30 days and free of charge, or state how long it will take. Communicate and give reasons for any refusal, restriction or deferral within 30 days. Involve processors. | Recommended: register of requests with date of receipt, identity check, reply and reasons. | Data protection coordinator; business units and IT for compiling the data. |
The following sections explain the individual obligations, their exceptions and their limits.
Processing principles, justification and privacy by design (Art. 6, 7, 30 and 31 FADP)
Principles (Art. 6 FADP). Personal data must be processed lawfully, in good faith and proportionately. It may only be collected for a specific purpose that the data subject can recognise and may only be processed in a manner compatible with that purpose. Anyone who processes data must satisfy themselves that the data is accurate.
Deletion instead of fixed periods. The FADP does not set fixed retention periods. Personal data is destroyed or anonymised as soon as it is no longer required for the purpose of processing (Art. 6 para. 4 FADP). How long that is depends on the purpose and, where applicable, on another statute. One example of a statutory retention duty: accounting records and accounting vouchers must be retained for ten years (Art. 958f of the Code of Obligations).
Justification only where personality rights are breached. Unlike the GDPR, the FADP does not require private persons to have a legal basis for every processing activity. A breach of personality rights arises in particular if personal data is processed contrary to the principles of Art. 6 and 8 FADP or contrary to the express wishes of the data subject, or if sensitive personal data is disclosed to third parties (Art. 30 para. 2 FADP). Such a breach is unlawful unless it is justified by consent, by an overriding private or public interest, or by law (Art. 31 para. 1 FADP).
Consent. Where consent is required, it must be given voluntarily, on the basis of appropriate information and for one or more specific instances of processing. It must be explicit for the processing of sensitive personal data and for high-risk profiling by a private person (Art. 6 para. 6 and 7 FADP).
Privacy by design and by default (Art. 7 FADP). The controller designs the processing, from the planning stage, technically and organisationally in such a way that the data protection rules are complied with. Default settings must limit the processing to the minimum required for the purpose, unless the data subject decides otherwise. Art. 7 FADP does not apply to processing that began before 1 September 2023, as long as the purpose remains unchanged and no new data is collected (Art. 69 FADP).
Data security (Art. 8 FADP, Art. 1 to 6 DPO)
Controllers and processors guarantee a level of data security appropriate to the risk by taking suitable technical and organisational measures (Art. 8 FADP). The law does not require any particular technology or a certification.
Approach under the DPO. First determine the need for protection of the data, then the risk, then define the measures. The state of the art and the implementation costs must also be taken into account (Art. 1 DPO). The measures must achieve four goals: confidentiality, availability, integrity and traceability (Art. 2 DPO). Art. 3 DPO sets out control objectives for this, such as data access control, premises access control and user control, restoration, system security, and the detection and rectification of breaches.
Ongoing review. The need for protection, the risk and the measures must be reviewed over the entire processing period and adjusted where necessary (Art. 1 para. 5 DPO). A one-off stocktake is not enough.
Additional duties only where the risk is elevated. Private controllers must log at least the storage, alteration, disclosure, deletion and destruction of the data and any access to it if they process a large volume of sensitive personal data by automated means or carry out high-risk profiling and preventive measures are unable to guarantee data protection. The log files must be retained for at least one year, separately from the system in which the data is processed (Art. 4 DPO). Under the same basic conditions, processing regulations for automated processing must be issued (Art. 5 DPO). Anyone who neither processes a large volume of sensitive personal data nor carries out high-risk profiling is not subject to these additional duties.
Criminal liability. Anyone who wilfully fails to comply with the minimum requirements for data security can be fined on complaint (Art. 61 let. c FADP).
Recommendation. The FDPIC's documentation includes a guide to technical and organisational measures. If you already run an information security management system, for example under ISO/IEC 27001, you can reuse its risk assessment and measures as evidence for Art. 8 FADP. A certification does not replace the data protection assessment.
Processing by processors (Art. 9 FADP)
The processing of personal data may be assigned to a processor by contract or by legislation. The conditions are that the data is processed only in the manner in which the controller itself would be permitted to process it, and that no statutory or contractual duty of confidentiality prohibits the assignment (Art. 9 para. 1 FADP).
Duties of the controller. The controller must in particular satisfy itself that the processor is able to guarantee data security (Art. 9 para. 2 FADP). How deep this check goes depends on the risk. More is to be expected for a payroll provider than for a newsletter service without sensitive content.
Sub-processors. The processor may only assign the processing to a third party with the prior approval of the controller (Art. 9 para. 3 FADP). The approval may be specific or general. In the case of a general approval, the processor must inform the controller of any planned change, and the controller may object (Art. 7 DPO).
Form and content. The FADP prescribes neither a form nor minimum content for the contract. In this it differs from Art. 28 para. 3 GDPR. A contract in text form is recommended, covering the subject matter, the binding nature of instructions, security measures, sub-processors, notification of breaches, support with access requests and return or deletion at the end of the contract. If you are also subject to the GDPR, align the contract with Art. 28 GDPR and add the Swiss references.
Criminal liability. Anyone who wilfully assigns processing to a processor without the requirements of Art. 9 para. 1 and 2 FADP being met can be fined on complaint (Art. 61 let. b FADP).
Delimitation. Not every service provider is a processor. Whoever determines the purpose and means itself, such as a bank, an insurer or a law firm acting on its own mandate, is as a rule a controller in its own right. What matters is the actual role, not the label in the contract.
Record of processing activities (Art. 12 FADP)
Controllers and processors each maintain a record of their processing activities (Art. 12 para. 1 FADP). It is the overview on which almost all other obligations build.
Minimum content for controllers (Art. 12 para. 2 FADP).
- the identity of the controller
- the purpose of processing
- the categories of data subjects and the categories of processed personal data
- the categories of recipients
- if possible, the retention period or the criteria for determining it
- if possible, a general description of the data security measures
- for disclosure abroad, the State concerned and the guarantees under Art. 16 para. 2 FADP
Processors keep a leaner record with information on their own identity and that of the controller, on the categories of processing carried out on behalf of the controller, and on data security and disclosure abroad (Art. 12 para. 3 FADP).
Exemption for SMEs (Art. 24 DPO). Undertakings and other private organisations employing fewer than 250 employees on 1 January of a year, and natural persons, are exempt from the obligation. The exemption does not apply if one of the following requirements is met:
- A large volume of sensitive personal data is being processed.
- High-risk profiling is being carried out.
Limits of the exemption. Neither the Act nor the Ordinance defines when a "large volume" exists. It has to be assessed in the individual case. A medical practice, a care home or a staffing agency should examine the exemption more critically than a trades business. In addition, the exemption only concerns the record. All other obligations, in particular the duty to provide information and the right of access, continue to apply.
Form and notification. The law does not prescribe a form. A spreadsheet is enough. Private persons do not have to notify the FDPIC of their record; that duty exists only for federal bodies (Art. 12 para. 4 FADP).
Recommendation. Exempt SMEs also benefit from a lean record. The same information is needed for the privacy notice, for access requests and for assessing an incident. You will find a completed example in the worked example below.
Duty to provide information (Art. 19 FADP) and privacy notice
The controller informs the data subject appropriately about the collection of personal data. This also applies if the data is not collected from the data subject (Art. 19 para. 1 FADP). The usual instrument is the privacy notice, supplemented by information in the application, employment and contract process.
Statutory minimum information (Art. 19 para. 2 to 4 FADP).
- the identity and contact details of the controller
- the purpose of processing
- where applicable, the recipients or categories of recipients
- for indirect collection, additionally the categories of processed personal data
- for disclosure abroad, the State or international body and, where applicable, the guarantees under Art. 16 para. 2 FADP or the exception applied under Art. 17 FADP
Beyond this, the controller must provide the information required for the person to exercise their rights and to guarantee transparent processing. What that means depends on the specific processing.
Timing. For direct collection, the information is due at the time of collection. If the data is not collected from the data subject, it is due no later than one month after the data has been received or, if earlier, at the time the data is disclosed to third parties (Art. 19 para. 5 FADP).
Form. The information must be precise, transparent, comprehensible and easily accessible (Art. 13 DPO). The law does not prescribe a particular form. A stand-alone privacy notice is recommended, linked where data is collected, that is, directly next to the form and not only in the page footer.
Exceptions (Art. 20 FADP). The duty does not apply, among other things, if the person already has the information, the processing is provided for by law or the controller is subject to a statutory duty of confidentiality. For indirect collection it also does not apply if providing the information is impossible or requires disproportionate effort. Private controllers may further restrict the information if their own overriding interests so require and they do not disclose the data to third parties.
Automated individual decisions (Art. 21 FADP). If a decision is based exclusively on automated processing and has a legal consequence for the person or a considerable adverse effect on them, the person must be informed. They may state their point of view and request that the decision be reviewed by a natural person. Exceptions apply if the decision is directly connected with a contract with the person and their request is granted, and in the case of explicit consent.
Voluntary additions. Art. 19 FADP does not expressly require information on legal bases, retention periods and data subject rights. It is nevertheless common to include it, because it creates transparency and because the GDPR requires it where it applies.
Cookies and similar technologies. Telecommunications law applies here in addition: processing data on external equipment is only permitted if users are informed about the processing and its purpose and are informed that they may refuse it (Art. 45c let. b of the Telecommunications Act). The FDPIC has published a guide on this.
Criminal liability. Anyone who wilfully fails to provide information under Art. 19 para. 1 or Art. 21 para. 1 FADP, or to supply the details under Art. 19 para. 2 FADP, can be fined on complaint (Art. 60 para. 1 let. b FADP).
Disclosure abroad (Art. 16 to 18 FADP)
Disclosure covers transmitting personal data and making it accessible (Art. 5 let. e FADP). A disclosure abroad can therefore already exist if a recipient abroad is able to access the data. This concerns cloud services with data centres abroad as well as support access by a foreign group company. The law provides for a three-step test.
Step 1: State with adequate protection (Art. 16 para. 1 FADP). The Federal Council determines which States guarantee an adequate level of protection. The list is in Annex 1 of the DPO. It includes, among others, the EU and EEA States and the United Kingdom. For Canada and the United States, adequacy applies only to a limited extent. The current version is always decisive.
United States. Since 15 September 2024 the United States has been on the list, but only for personal data processed by organisations certified under the Swiss-US Data Privacy Framework. For non-certified US recipients, a guarantee under step 2 or an exception under step 3 is required.
Step 2: appropriate guarantees (Art. 16 para. 2 FADP). Without an adequacy decision, disclosure is permitted if an appropriate level of data protection is guaranteed by:
- a treaty under international law
- data protection clauses in an individual contract, notified to the FDPIC beforehand
- specific guarantees drawn up by a federal body
- standard data protection clauses that the FDPIC has approved, issued or recognised beforehand
- binding corporate rules approved in advance by the FDPIC or by the data protection authority of a State with adequate protection
The standard contractual clauses of the European Commission (Implementing Decision (EU) 2021/914) are frequently used. The FDPIC recognises them subject to the proviso that they are adapted or supplemented where necessary in the specific case. Their use does not have to be notified to the FDPIC.
Clauses alone are not always enough. Anyone using standard data protection clauses must take appropriate measures to ensure that the recipient complies with them (Art. 10 para. 1 DPO). According to the FDPIC's guidance, it must be checked whether the law of the recipient State allows the recipient to meet its obligations. If that law permits disproportionate access by authorities, supplementary technical measures may be necessary. This check is often called a "transfer impact assessment". The term does not come from the FADP.
Step 3: exceptions (Art. 17 FADP). Without adequacy and without a guarantee, disclosure is permitted, among other cases, if the data subject has explicitly consented, if the disclosure is directly connected with the conclusion or performance of a contract with the data subject or in their interest, or if it is necessary for the enforcement of legal claims before a foreign authority. Recommendation: base permanent, systematic disclosures, such as operating a cloud system, on step 1 or 2 and not on an exception.
Not a disclosure abroad: publishing personal data on the internet to inform the public, even if it can be retrieved from abroad (Art. 18 FADP).
Follow-on duties. The State and the guarantees belong in the record (Art. 12 para. 2 let. g FADP) and in the information given to data subjects (Art. 19 para. 4 FADP).
Criminal liability. Anyone who wilfully discloses personal data abroad in violation of Art. 16 para. 1 and 2 FADP and without an exception under Art. 17 FADP can be fined on complaint (Art. 61 let. a FADP).
Data protection impact assessment (Art. 22 and 23 FADP)
The data protection impact assessment (DPIA) is a prior risk analysis. The controller must carry it out if planned processing is likely to result in a high risk to the personality or fundamental rights of the data subjects (Art. 22 para. 1 FADP). Everyday processing such as customer administration or payroll on a normal scale does not, as a rule, trigger a DPIA. The assessment in the individual case is decisive.
When is there a high risk? It depends, in particular when new technologies are used, on the nature, extent, circumstances and purpose of the processing. By law, a high risk exists for large-scale processing of sensitive personal data and for systematic large-scale monitoring of public areas (Art. 22 para. 2 FADP). The FDPIC's fact sheet names further indicators, such as profiling that allows an assessment of essential aspects of personality, automated individual decisions and relationships of subordination between the controller and the data subjects.
Preliminary check. According to the FDPIC's fact sheet, where high risks are possible a summary preliminary check must be carried out early and its result documented. If the result is not clear, the FDPIC recommends carrying out the DPIA. The Act itself does not expressly mention the preliminary check.
Content (Art. 22 para. 3 FADP). A description of the planned processing, an evaluation of the risks and the measures to protect personality and fundamental rights.
Exceptions. Private controllers do not have to carry out a DPIA if they are required by law to process the data (Art. 22 para. 4 FADP). They may dispense with it if they use a system, product or service that is certified for the intended use, or comply with a code of conduct that meets the requirements of Art. 22 para. 5 FADP. Art. 22 and 23 FADP do not apply to unchanged processing that began before 1 September 2023 (Art. 69 FADP).
Consultation (Art. 23 FADP). If the DPIA shows that a high risk remains despite the planned measures, the opinion of the FDPIC must be obtained beforehand. The FDPIC communicates its objections within two months; for complex processing, the period can be extended by one month. The FDPIC charges private persons a fee for the consultation (Art. 59 para. 1 let. c FADP). Private controllers may dispense with the consultation if they have consulted a data protection advisor who meets the requirements of Art. 10 para. 3 FADP.
Retention. The DPIA must be retained for at least two years after the processing has ended (Art. 14 DPO).
Relationship to the GDPR. A data protection impact assessment under Art. 35 GDPR can as a rule be used as a basis. The Swiss particularities must be added, such as the broader catalogue of sensitive personal data and the rules on disclosure abroad.
Notification of data security breaches (Art. 24 FADP)
A breach of data security is a breach of security that leads to the accidental or unlawful loss, deletion, destruction or modification of personal data, or to its unauthorised disclosure or access (Art. 5 let. h FADP). Not every breach has to be notified.
Duty to notify only where a high risk is likely. The controller notifies the FDPIC of a breach that is likely to lead to a high risk to the personality or fundamental rights of the data subjects (Art. 24 para. 1 FADP). Breaches below this threshold do not have to be notified. The FDPIC accepts voluntary notifications.
Deadline: "as quickly as possible". The FADP does not set a deadline in hours or days. Swiss law has no general 72-hour deadline. According to the FDPIC's guide, however, the controller may not wait for lengthy investigations that would confirm or rule out the high risk beyond doubt. According to the FDPIC, in the case of ransomware attacks a likely high risk will, depending on the circumstances, have to be assumed in an initial analysis. Missing details can be supplied later (Art. 15 para. 2 DPO).
Content of the notification (Art. 15 para. 1 DPO). The form of the breach; where possible the time and duration, the categories and approximate amount of personal data and number of data subjects concerned; the consequences, including risks; the measures taken or planned; the name and contact details of a contact person. The FDPIC provides the DataBreach portal for this purpose, which requests these details in a structured way and confirms the time of the notification.
Processors. They notify the controller of every breach of data security as quickly as possible, irrespective of the risk (Art. 24 para. 3 FADP). The notification to the FDPIC remains a matter for the controller.
Informing the data subjects. This is necessary if it is required for their protection or if the FDPIC so requests (Art. 24 para. 4 FADP), for example so that they can change passwords or block means of payment. The information can be limited, delayed or dispensed with under the conditions of Art. 24 para. 5 FADP, for instance if it is impossible, requires disproportionate effort or is equally guaranteed by a public announcement.
Documentation. The controller must document the breaches, including the facts, the effects and the measures taken, and retain the documentation for at least two years from the notification (Art. 15 para. 4 DPO). It is recommended to also record incidents that were not notified, together with the reasons for the decision.
Consequences of failing to notify. Failure to notify is not listed in the criminal provisions of the FADP. The FDPIC can, however, order the notification (Art. 51 para. 3 let. f FADP); wilful disregard of such a ruling is punishable (Art. 63 FADP). A notification may only be used in criminal proceedings against the person required to notify with that person's consent (Art. 24 para. 6 FADP).
Other notification duties remain reserved. Anyone who is also subject to the GDPR notifies the competent EU supervisory authority without undue delay and, where feasible, not later than 72 hours after becoming aware of the breach, unless it is unlikely to result in a risk (Art. 33 GDPR). Operators of critical infrastructures have been subject to a separate duty to report cyberattacks since 1 April 2025. Persons and entities supervised by FINMA must immediately report to it any incident that is of substantial importance to the supervision (Art. 29 para. 2 FINMASA). These duties have their own thresholds and deadlines.
Rights of data subjects (Art. 25 to 32 FADP)
Right of access (Art. 25 FADP). Any person may request information on whether personal data relating to them is being processed. In every case the following must be provided: the identity and contact details of the controller, the processed personal data as such, the purpose of processing, the retention period or the criteria for it, the available information on the origin of the data, where applicable the existence of an automated individual decision and the logic behind it, and where applicable the recipients and the information on disclosure abroad. The Fedlex translation calls this the "right to information".
Deadline and form. The information must be provided within 30 days of receipt of the request. If that is not possible, the controller must notify the person and state how long it will take. A refusal, restriction or deferral must be communicated within the same 30 days (Art. 25 para. 7 FADP, Art. 18 DPO). The request must be made in writing, which can be done electronically; verbally only if the controller agrees. The controller must take appropriate measures to identify the person (Art. 16 DPO).
Costs. The information is free of charge. Only where the effort is disproportionate may a contribution of no more than CHF 300 be required, and the person must be told the amount in advance (Art. 19 DPO).
Restrictions (Art. 26 FADP). The information may be refused, restricted or delayed if a formal law so provides, if overriding interests of third parties so require, or if the request is obviously unjustified or clearly frivolous. Private controllers may additionally rely on their own overriding interests, provided they do not disclose the data to third parties. The reason must be stated.
Data portability (Art. 28 FADP). A person may request the data they have disclosed to the controller in a conventional electronic format if it is processed by automated means and on the basis of their consent or in direct connection with a contract.
Correction, deletion and objection. Incorrect personal data must be corrected on request (Art. 32 para. 1 FADP). The FADP does not formulate a stand-alone "right to erasure" like Art. 17 GDPR. Deletion follows from the principles (Art. 6 para. 4 FADP) and from the legal claims for the protection of personality (Art. 32 para. 2 FADP). If a person expressly objects to processing, continued processing needs a ground for justification (Art. 30 para. 2 let. b and Art. 31 FADP). Where a statutory retention duty exists, continued retention is justified by law (Art. 31 para. 1 FADP).
Criminal liability. Anyone who wilfully provides false or incomplete information when responding to an access request can be fined on complaint (Art. 60 para. 1 let. a FADP).
Data protection advisor (Art. 10 FADP)
Private controllers may appoint a data protection advisor (German: Datenschutzberaterin or Datenschutzberater; the Fedlex translation uses "data protection officer"). The appointment is voluntary. Only federal bodies are obliged to appoint one (Art. 25 DPO).
Tasks (Art. 10 para. 2 FADP). The advisor is the contact point for data subjects and data protection authorities, trains and advises the controller and participates in the application of the data protection rules. Responsibility for lawful processing remains with the company.
Advantage for the DPIA. If, after an impact assessment with a remaining high risk, you consult the data protection advisor, you do not have to consult the FDPIC (Art. 23 para. 4 FADP). Four requirements must be met for this (Art. 10 para. 3 FADP):
- professional independence from the controller, without being bound by instructions
- no activities that are incompatible with the role
- the necessary professional knowledge
- publication of the contact details and notification to the FDPIC, which operates a reporting portal for this purpose
Duties of the company (Art. 23 DPO). It provides the necessary resources, grants access to the information and documents required, and gives the advisor the right to inform the highest management or governing body in important cases.
Internal or external. Both are permitted. The FDPIC considers an incompatibility possible, for example, if the person is a member of the executive board or performs functions in personnel management or the administration of information systems. In small businesses this separation is often hard to achieve internally. That speaks in favour of an external solution, but it is a judgement call and not a legal requirement.
Delimitation from the GDPR. Anyone subject to the GDPR must designate a data protection officer in the cases of Art. 37 GDPR. Both functions can be performed by the same person if that person meets the requirements of both regimes.
SIDD takes on the mandate as external data protection advisor under Art. 10 FADP for Swiss SMEs and for international groups with a connection to Switzerland.
Sanctions and personal responsibility (Art. 60 to 66 FADP)
The FADP contains criminal provisions, not administrative fines against companies. Three points need to be made clear at the outset:
- Not every infringement is a criminal offence. Only the conduct described in Art. 60 to 63 FADP is punishable. A breach of the processing principles, a missing record, an omitted impact assessment or an omitted notification to the FDPIC are not among them. Such infringements can, however, trigger administrative measures by the FDPIC and civil claims.
- Only wilful conduct is punishable. All offences require wilful action.
- Management is not automatically liable. The natural person who committed the act is punished. That can be an employee, a project manager or a member of the executive board.
The offences.
| Provision | Punishable conduct (wilful only) | Complaint required? |
|---|---|---|
| Art. 60 para. 1 FADP | Providing false or incomplete information in connection with the duties under Art. 19, 21 and 25 to 27 FADP; failing to inform under Art. 19 para. 1 and Art. 21 para. 1 FADP or to supply the details under Art. 19 para. 2 FADP. | Yes |
| Art. 60 para. 2 FADP | Providing the FDPIC with false information or refusing to cooperate in an investigation. | No |
| Art. 61 FADP | Unlawful disclosure abroad; assigning processing to a processor without the requirements of Art. 9 para. 1 and 2 FADP being met; failing to comply with the minimum requirements for data security. | Yes |
| Art. 62 FADP | Disclosing secret personal data that someone has learned while practising a profession that requires knowledge of such data. | Yes |
| Art. 63 FADP | Disregarding a ruling of the FDPIC or a decision of the appeal courts that refers to the penalty under this provision. | No |
In all cases the fine is at most CHF 250,000.
Who is punished? (Art. 64 FADP) For offences committed in businesses, Art. 6 and 7 of the Federal Act on Administrative Criminal Law (ACLA; German text: VStrR) apply. Under these, the natural person who committed the act is liable. In addition, Art. 6 para. 2 and 3 ACLA covers business principals, employers and corporate bodies who, in breach of a legal duty, fail to prevent an offence by subordinates, agents or representatives. Whether a member of the executive board is liable therefore depends on their specific role, their duties and their knowledge. The law does not provide for automatic personal liability of every member of management.
Fine against the company. If a fine of no more than CHF 50,000 is under consideration and identifying the person liable would require disproportionate investigative effort, the authority may instead order the business to pay the fine (Art. 64 para. 2 FADP).
Jurisdiction and limitation. Prosecution and adjudication are a matter for the cantons. The FDPIC does not impose fines itself, but it can file a complaint and exercise the rights of a private claimant in the proceedings (Art. 65 FADP). The right to prosecute is subject to a limitation period of five years (Art. 66 FADP).
What this means in practice. Clear responsibilities and traceable decisions do not protect against every allegation. They do show that obligations were recognised and deliberately implemented, and they prevent the typical situations of wilful conduct, such as knowingly omitting the privacy information.
FDPIC: supervision and procedure
The Federal Data Protection and Information Commissioner (FDPIC; German: EDÖB) supervises the application of the federal data protection rules by private persons and federal bodies (Art. 4 FADP). Its seat is in Bern (Feldeggweg 1, 3003 Bern).
Investigation (Art. 49 FADP). The FDPIC opens an investigation ex officio or in response to a report if there are sufficient indications that a processing activity could violate data protection rules. It may refrain from doing so if the violation is of minor importance. The company concerned must provide the necessary information and documents.
Powers (Art. 50 FADP). If the company fails to cooperate, the FDPIC can order, among other things, access to documents, records of processing activities, personal data and premises, as well as the questioning of witnesses. Professional secrecy remains reserved.
Administrative measures (Art. 51 FADP). If data protection rules have been violated, the FDPIC can order that the processing be modified, suspended or terminated and that personal data be deleted. It can delay or prohibit disclosure abroad and can order, among other things, that an impact assessment be carried out, a breach be notified or access be granted. If the company has restored compliance during the investigation, the FDPIC may confine itself to issuing a warning.
Procedure. The investigation and the rulings are governed by the Administrative Procedure Act (Art. 52 FADP). Rulings of the FDPIC can be contested before the Federal Administrative Court.
Advice and working tools. The FDPIC informs and advises private persons and publishes guides, fact sheets and reporting portals (Art. 58 FADP). These documents are recommendations of good practice and are not legally binding. They do show how the supervisory authority understands the law. For certain services, including advice and the consultation on an impact assessment, the FDPIC charges private persons fees (Art. 59 FADP).
FADP and GDPR: the key differences
The FADP follows the European General Data Protection Regulation (GDPR) in many respects, but differs clearly in concept and sanctions. Anyone subject to both regimes must check each obligation under both.
| Topic | FADP (Switzerland) | GDPR (EU) |
|---|---|---|
| Territorial scope | Circumstances that have an effect in Switzerland (Art. 3 FADP). | Establishment in the EU, or offering goods or services to, or monitoring the behaviour of, persons in the EU (Art. 3 GDPR). |
| Basic concept for private persons | Processing is permitted as long as the principles are observed; justification only where personality rights are breached (Art. 30 and 31 FADP). | Every processing operation needs a legal basis (Art. 6 GDPR). |
| Evidence | No general accountability obligation; individual documentation duties. | Accountability (Art. 5 para. 2 GDPR). |
| Sensitive data | Catalogue of Art. 5 let. c FADP, including data relating to administrative and criminal proceedings or sanctions and to social assistance measures. | Special categories under Art. 9 GDPR; data relating to criminal convictions and offences is regulated separately in Art. 10 GDPR. |
| Processors | Contract or legislation; no statutory minimum content (Art. 9 FADP). | Contract with prescribed minimum content (Art. 28 para. 3 GDPR). |
| Breach notification | Where a high risk is likely, as quickly as possible (Art. 24 FADP). | Without undue delay and, where feasible, within 72 hours, unless a risk is unlikely (Art. 33 GDPR). |
| Data protection advisor or data protection officer | Voluntary for private persons (Art. 10 FADP). | Mandatory in the cases of Art. 37 GDPR. |
| Representative | Representative in Switzerland for foreign controllers under the cumulative requirements of Art. 14 FADP. | Representative in the Union in the cases of Art. 3 para. 2 GDPR, with exceptions (Art. 27 GDPR). |
| Sanctions | Fines of up to CHF 250,000 against natural persons, only for wilful conduct, by cantonal criminal authorities (Art. 60 et seq. FADP). | Fines of up to EUR 20 million or, in the case of an undertaking, up to 4 % of total worldwide annual turnover, by the supervisory authorities (Art. 83 GDPR). |
Data flows between Switzerland and the EU. By Decision 2000/518/EC, the European Commission found that Switzerland provides an adequate level of protection. In its report of 15 January 2024 it concluded that Switzerland continues to provide an adequate level of protection. Conversely, Switzerland lists the EU and EEA States in Annex 1 of the DPO.
You will find more on the European requirements in the GDPR guide.
Worked example: SME with a contact form, cloud CRM and outsourced payroll
The following example is entirely fictitious. "Muster Haustechnik AG" does not exist ("Muster" is German for "sample"); figures, providers and decisions serve only as illustration. The assessments cannot be transferred to other companies without examining the individual case.
Starting position
Muster Haustechnik AG installs heating and plumbing systems for private and business customers in German-speaking Switzerland. It has 45 employees.
- Contact form: Interested persons enter their name, email, phone number, property address and request on the website.
- Cloud CRM: Enquiries, quotes and customer contacts are managed in CRM software provided as a cloud service. The contracting party is a company in Ireland. The data is held in data centres in the EU. For support in exceptional cases, the provider's US parent company can access the data.
- Payroll: A fiduciary firm in Switzerland runs the payroll on the instructions of Muster Haustechnik AG. It uses payroll software with data storage in Switzerland.
Internally, the head of administration is designated as data protection coordinator. IT is looked after by an external partner together with an internal IT lead.
Classification. The company is the controller. The CRM provider and the fiduciary firm process data on its behalf and are processors in this example. The company has fewer than 250 employees, does not carry out high-risk profiling and processes sensitive personal data only occasionally, for instance medical certificates. It therefore assumes that the exemption in Art. 24 DPO applies, records this decision in writing and voluntarily keeps a lean record. According to the documented preliminary check, a data protection impact assessment is not necessary.
Example entry in the record of processing activities
| Item (Art. 12 para. 2 FADP) | Entry "Contact enquiries and customer care in the CRM" |
|---|---|
| Controller | Muster Haustechnik AG, Musterstrasse 1, 8000 Musterstadt; contact: data protection coordinator. |
| Purpose of processing | Answering enquiries, preparing quotes, handling orders, maintaining the customer relationship. |
| Categories of data subjects | Interested persons, private customers, contact persons at business customers. |
| Categories of processed personal data | Name, contact details, property address, content of the enquiry, quotes, correspondence. No sensitive personal data intended. |
| Categories of recipients | CRM provider, website hosting and email service (each a processor); external IT partner. |
| Retention period or criteria | Enquiries without an order: deletion after an internally defined period (in the example, 12 months after the last contact; the company's own choice, not a statutory period). Customer data: duration of the business relationship; documents that are accounting vouchers, ten years under Art. 958f of the Code of Obligations. |
| Data security measures | Role-based access rights, multi-factor authentication, encrypted transmission, backups by the provider, logging of administrative access. |
| Disclosure abroad | Ireland and other EU States (Annex 1 DPO). United States: support access by the parent company, safeguarded by standard data protection clauses with the adaptations for Switzerland (Art. 16 para. 2 let. d FADP). |
| Voluntary additions | Internal process owner: head of sales. Last review: date. Reference to the contract and the supplier review. |
Supplier review
The data protection coordinator reviews both providers using the same questions and files the result with the contract.
| Review question | Basis | Cloud CRM provider | Fiduciary firm (payroll) |
|---|---|---|---|
| Does the provider process data on the company's behalf and on its instructions? | Art. 5 let. k FADP | Yes, processor. | Yes, for running the payroll. For its own duties, such as its own bookkeeping, the firm is itself responsible. |
| Is there a contract covering the processing? | Art. 9 para. 1 FADP | The provider's data processing agreement accepted and filed. | Engagement contract supplemented with a data protection annex. |
| Would the company be permitted to carry out the processing itself, and does no duty of confidentiality stand in the way? | Art. 9 para. 1 let. a and b FADP | Yes. No statutory secrets affected. | Yes. Payroll data is necessary for the performance of the employment contracts (Art. 328b CO). |
| Can the provider guarantee data security? | Art. 9 para. 2 FADP | Security documentation and available audit reports inspected; access protection and backup checked. | Short questionnaire on access rights, encryption, backup and confidentiality obligations of staff; answers filed. |
| Have further providers been approved? | Art. 9 para. 3 FADP; Art. 7 DPO | General approval; list of sub-processors and a right to object to changes agreed. | Provider of the payroll software specifically approved as sub-processor. |
| Is data disclosed abroad? | Art. 16 and 17 FADP | EU: adequate under Annex 1 DPO. United States: standard data protection clauses; assessment note on the support access prepared. | No, processing only in Switzerland. |
| Is the notification of breaches regulated? | Art. 24 para. 3 FADP | Reporting channel and contact address in the contract. | Notification to the managing director and the data protection coordinator agreed. |
| Does the provider support access requests? | Art. 17 para. 2 DPO | Export function per contact available. | Supplies a person's payroll data on request. |
| What happens at the end of the contract? (recommended) | Art. 6 para. 4 FADP | Export and deletion after the end of the contract agreed. | Return of the documents; deletion, unless the firm has its own retention duty. |
Result in the example: both providers are approved. The review is repeated when there are material changes, for instance a new sub-processor.
Check of the privacy information
The coordinator compares the existing privacy notice with the minimum information.
| Check item | Basis | Finding in the example | Action |
|---|---|---|---|
| Identity and contact details of the controller | Art. 19 para. 2 let. a FADP | Present. | None. |
| Purpose of processing | Art. 19 para. 2 let. b FADP | Answering enquiries mentioned; customer care in the CRM missing. | Purpose added. |
| Recipients or categories | Art. 19 para. 2 let. c FADP | Only "IT service providers" mentioned. | Categories made more specific: CRM provider, hosting, email service. |
| Disclosure abroad | Art. 19 para. 4 FADP | Missing. | States (EU States, United States) and guarantee (standard data protection clauses) added. |
| Indirectly collected data | Art. 19 para. 3 and 5 FADP; Art. 20 FADP | Contact persons at business customers are sometimes named by third parties. | Categories of data named in the notice; reference to the notice in the first email to the contact person. |
| Form and accessibility | Art. 13 DPO | Link only in the page footer. | Link placed directly next to the contact form. |
| Employees and applicants | Art. 19 FADP; Art. 328b CO | No separate information; fiduciary firm not mentioned. | Information sheet for employees and applicants prepared. |
| Cookies and similar technologies | Art. 45c let. b TCA | Web analytics in use, notice incomplete. | Information on the purpose and the possibility to refuse added. |
| Voluntary: retention, rights, contact channel | Recommendation | Partly present. | Retention criteria and contact address for requests added; version date set. |
Escalation decision for an incident
The company has defined a simple sequence: contain, establish the facts, assess the risk, decide, document. The table shows it using two invented incidents.
| Step | Incident A: quote sent to the wrong recipient | Incident B: ransomware at the fiduciary firm |
|---|---|---|
| Facts | A quote with the name, address and quoted amount of a private customer is emailed to another customer. | The fiduciary firm reports that its systems have been encrypted. The payroll data of all 45 employees is affected. An outflow of the data cannot be ruled out. |
| Breach of data security? (Art. 5 let. h FADP) | Yes, personal data was disclosed to an unauthorised person. | Yes, data is unavailable and possibly accessible to unauthorised persons. |
| Immediate measures | Recipient asked to delete; deletion confirmed in writing. | The fiduciary firm isolates systems and calls in specialists. The company demands ongoing information and secures its own payroll documents. |
| High risk likely? (Art. 24 para. 1 FADP) | No. One person, no sensitive personal data, recipient known, deletion confirmed. | Yes. Social security (AHV) numbers, bank details, salaries and absences; misuse is possible, an outflow cannot be ruled out. |
| Notification to the FDPIC | Not required. | Yes, as quickly as possible via the DataBreach portal, with the details known; follow-up notification as soon as more is established. Muster Haustechnik AG notifies as the controller, not the fiduciary firm. |
| Informing the data subjects (Art. 24 para. 4 FADP) | Not required for the protection of the person. In the example the company informs the customer voluntarily. | Yes. The employees are informed in simple language about the form of the breach, the consequences, the measures and a contact person, so that they can protect themselves. |
| Decision by | Data protection coordinator. | Managing director, on the proposal of the data protection coordinator. |
| Documentation | Entry in the incident register with the reasons for not notifying (recommended). | Facts, effects and measures documented; retention for at least two years from the notification (Art. 15 para. 4 DPO). |
Whether there is a high risk must always be assessed in the individual case. In case of doubt, where a high risk cannot be ruled out with sufficient probability, the FDPIC's guide says that the notification must not be delayed.
FADP compliance checklist for SMEs
The checklist leads in twelve steps from taking stock to ongoing operation. The column "Classification" shows whether the step implements a legal obligation or is a voluntary improvement. The responsibilities are suggestions and should be adapted to your own organisation.
| Step | What to do in concrete terms | Owner | Evidence to retain | Classification |
|---|---|---|---|---|
| 1. Define responsibility | Designate an internal contact person for data protection and record their tasks, deputy and reporting line to management. | Management | Resolution or job description. | Recommendation. The FADP does not prescribe a function for private persons. |
| 2. Record the processing activities | List per area (sales, HR, marketing, IT, finance): which data, for what purpose, in which systems, to which recipients. | Data protection coordinator with the business units | Inventory of processing activities and systems. | Recommendation, but the basis for all subsequent steps. |
| 3. Keep a record or justify the exemption | Check whether the exemption in Art. 24 DPO applies. If not: keep a record under Art. 12 para. 2 FADP. If so: record the decision and review it annually. | Data protection coordinator | Record, or documented exemption decision. | Legal obligation unless an exemption applies. Otherwise a recommendation. |
| 4. Regulate purposes and deletion | Define the purpose and deletion criteria for each processing activity. Assign statutory retention duties. Implement deletion in the systems. | Process owners; IT lead | Deletion and retention concept; deletion logs. | Legal obligation (Art. 6 FADP). The concept as a document is a recommendation. |
| 5. Fulfil the duty to provide information | Compare the privacy notice and other information with the minimum content of Art. 19 FADP. Provide information for employees and applicants. Check the placement at the point of collection. | Data protection coordinator; marketing; HR | Versioned texts with date; proof of placement. | Legal obligation. |
| 6. Secure processors | List service providers with access to data. Conclude or supplement contracts. Check data security in line with the risk. Approve sub-processors. | Contract owner; IT lead | Contracts; review notes; list of sub-processors. | Legal obligation (Art. 9 FADP). The form and depth of the review depend on the risk. |
| 7. Check disclosures abroad | For each provider, identify the States of hosting and of access. Compare with Annex 1 DPO. Where necessary, use guarantees and check whether they can be complied with. | Data protection coordinator; IT lead | Overview of transfers; clauses; assessment notes. | Legal obligation as soon as data goes abroad. |
| 8. Implement data security | Determine the need for protection and the risks. Define and implement measures. Review at least annually and when changes occur. | IT lead; management | Risk assessment; overview of measures; review and test records. | Legal obligation (Art. 8 FADP, Art. 1 to 3 DPO). The annual rhythm is a recommendation. |
| 9. Be able to handle incidents | Define the reporting channel, assessment criteria and decision-making authority. Clarify access to the DataBreach portal. Secure the providers' duty to notify by contract. Run through the process once. | IT lead; data protection coordinator; management | Process description; incident register; documentation of notified breaches. | Notification and documentation are legal obligations once the threshold is reached. The prepared process is a recommendation. |
| 10. Anchor the preliminary risk check | For new systems and projects, check whether a high risk is possible. If so: carry out an impact assessment before the start. | Project management; data protection coordinator | Preliminary check; impact assessment where applicable. | Legal obligation where a high risk is possible (Art. 22 FADP). The Act does not mention the documented preliminary check; the FDPIC expects it in its fact sheet. |
| 11. Be able to answer requests | Define the incoming channel, identity check, responsibility and the 30-day deadline. Prepare a template reply. Involve processors. | Data protection coordinator; business units | Register of requests; replies. | Replying on time is a legal obligation. The defined process is a recommendation. |
| 12. Train and keep up to date | Instruct employees with access to data. Update the record, texts and contracts when changes occur. Consider appointing a data protection advisor. | Management; data protection coordinator | Training records; change log. | Recommendation. The appointment under Art. 10 FADP is voluntary. |
Order. Steps 1 to 4 create overview and order. Steps 5 to 8 concern the areas in which wilful infringements can be criminal offences: information, processors, disclosure abroad and data security. Steps 9 to 12 secure ongoing operation.
Limits. The checklist does not lead to a "certification" and does not guarantee legal compliance. It helps to work through the obligations systematically. Sector-specific law and the GDPR can require additional steps.
Frequently asked questions about the FADP (FAQ)
What is the official name of the Swiss data protection act, and since when has it applied? The official German title is "Bundesgesetz über den Datenschutz" (Datenschutzgesetz, DSG, SR 235.1); the English translation is "Federal Act on Data Protection" (FADP). The Federal Assembly adopted it on 25 September 2020, and the Federal Council brought it into force on 1 September 2023. It replaces the Data Protection Act of 1992.
Does the FADP also apply to sole proprietorships and small SMEs? Yes. The FADP has no size threshold. Anyone who processes personal data in the course of business, for instance of customers, supplier contacts or employees, is subject to the Act. The only exception is processing by a natural person exclusively for personal use. Relief exists for specific points, above all the record of processing activities.
How high are the fines, and who is fined? The fine is at most CHF 250,000 and is directed at the natural person who committed the act. Only the conduct described in Art. 60 to 63 FADP is punishable, and only if it is wilful. There is no automatic personal liability of every member of management. The company can be fined instead of the person if a fine of no more than CHF 50,000 is under consideration and identifying the person would be disproportionate.
Does an SME need a data protection advisor? No, for private businesses the appointment under Art. 10 FADP is voluntary. It has a concrete advantage: if, after a data protection impact assessment with a remaining high risk, you consult the data protection advisor, you do not have to consult the FDPIC, provided the requirements of Art. 10 para. 3 FADP are met. Anyone subject to the GDPR may additionally be obliged under Art. 37 GDPR.
Does every data breach have to be notified within 72 hours? No. Under Art. 24 FADP, only data security breaches that are likely to lead to a high risk for the data subjects must be notified, and as quickly as possible. The FADP does not set a deadline in hours. The 72 hours come from Art. 33 GDPR and only apply if the GDPR is also applicable.
Does every SME have to keep a record of processing activities? No. Undertakings with fewer than 250 employees on 1 January of a year are exempt, unless they process a large volume of sensitive personal data or carry out high-risk profiling (Art. 24 DPO). All other obligations still apply. A voluntary, lean record makes it easier to fulfil them.
What is the difference between the FADP and the GDPR? The FADP allows private persons to process data as long as the principles are observed, whereas the GDPR requires a legal basis for every processing operation. The FADP provides for fines of up to CHF 250,000 against natural persons, the GDPR for fines of up to EUR 20 million or, for undertakings, 4 percent of worldwide annual turnover. Under the FADP, data security breaches with a high risk must be notified as quickly as possible; under the GDPR, where feasible within 72 hours.
Who supervises compliance with the FADP? The supervisory authority is the Federal Data Protection and Information Commissioner (FDPIC), based in Bern. It can open investigations and order administrative measures, such as the modification or termination of processing. It does not impose fines. Prosecution is a matter for the cantons.
How SIDD supports you with the FADP
The guide is structured so that you can implement the steps yourself. If you would like a second opinion, relief or a fixed contact person, we can support you.
SIDD is the data protection and InfoSec brand of Priverion GmbH (Baar/ZG), founded in 2017. We take on the mandate as external data protection advisor under Art. 10 FADP for Swiss SMEs and internationally active groups, prepare records, privacy notices, data protection impact assessments and incident playbooks, and support you in FDPIC proceedings. For companies that are also subject to the GDPR, we provide the external EU data protection officer, including the representative under Art. 27 GDPR. For certification under ISO/IEC 27001 we work with CIS Cert (Quality Austria Group) as an accredited certification body.
Talk to our Swiss data protection advisor, write to us via the contact form or read our further specialist articles.
Sources and status
All sources were accessed on 30 September 2026. The current version in the official publication is always decisive. The English texts on Fedlex are translations without legal force; the German, French and Italian versions are authoritative.
Federal law (Fedlex).
- Federal Act on Data Protection (FADP), SR 235.1, status as of 7 July 2025
- Data Protection Ordinance (DPO), SR 235.11, status as of 1 December 2025, with Annex 1 (list of States)
- Ordinance on Data Protection Certification, SR 235.13, status as of 1 September 2023
- Federal Act on Administrative Criminal Law (ACLA, German: VStrR), SR 313.0, Art. 6 and 7, consulted in German
- Code of Obligations (CO), SR 220, Art. 328b and 958f
- Telecommunications Act (TCA), SR 784.10, Art. 45c
- Financial Market Supervision Act (FINMASA), SR 956.1, Art. 29
FDPIC.
- DataBreach reporting portal and guide to the notification of data security breaches under Art. 24 FADP
- Cross-border transfer of personal data, with the recognition of standard data protection clauses and the guide to checking data transfers abroad
- Data protection impact assessment, with fact sheet (status August 2023)
- Data protection officer, with reporting portal
- FAQ on data protection, including on the record of processing activities
- Documentation on data protection, including guides on technical and organisational measures and on cookies and similar technologies, and the fact sheet on the investigation of violations of data protection rules
EU law (EUR-Lex).
